Execution Venues
We carefully select execution venues that provide high liquidity, competitive pricing, minimal market impact, and reliable settlement. Venues are evaluated regularly based on performance metrics, historical quality, and technological infrastructure.
CITICAPITOL also utilizes electronic trading platforms and interbank networks to optimize execution speed and accuracy.
Order Handling
All client orders are treated with fairness and priority. Orders are processed immediately when market conditions allow, with execution decisions documented to ensure transparency and compliance with regulatory obligations.
Special attention is given to complex orders or large institutional transactions to minimize market disruption and potential slippage.
Monitoring & Reporting
Execution quality is continuously monitored using advanced analytics, benchmark comparisons, and real-time reporting tools. Performance reports are generated and reviewed quarterly to ensure adherence to internal policies and regulatory standards.
Clients have access to annual transparency reports detailing execution performance, venue selection rationale, and quality assurance measures.
Execution Methodology
CITICAPITOL BANK applies a systematic approach to achieve best execution:
- Price Optimization: Trades are executed at prices that maximize client value, considering bid-ask spreads, market depth, and real-time pricing.
- Cost Efficiency: Transaction fees, taxes, and ancillary costs are minimized while maintaining execution speed.
- Liquidity Management: Order sizes are managed to avoid market impact while ensuring timely execution.
- Risk Mitigation: Advanced algorithms identify and mitigate execution risks including slippage, counterparty risk, and settlement delays.
- Client Customization: Special handling procedures are applied for institutional clients, large orders, or customized instruments.
Frequently Asked Questions
How are execution venues selected?
Venues are selected based on liquidity, historical performance, technological reliability, and cost-efficiency. Regular reviews ensure continued optimization of client outcomes.
Which financial instruments are covered?
The policy covers equities, bonds, derivatives, foreign exchange, and other structured financial products offered to our clients.
How do you monitor execution quality?
Execution performance is monitored continuously using advanced analytics, internal audits, and benchmark comparisons. Reports are made available annually for transparency and regulatory compliance.
What happens if market conditions are abnormal?
CITICAPITOL implements contingency execution protocols during volatile markets, including staggered order routing, algorithmic adjustment, and direct client consultation to ensure fair treatment.
Access the Full Policy
For detailed methodology, execution monitoring reports, and regulatory disclosures, download the complete CITICAPITOL Best Execution Policy.
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